+977-61-430941 or +977-61-431689 (off)
Fax No.: +977-61-430387
E-mail: nufu@iof.edu.np

MAIN PAGE

ABOUT US

PARTNERS

ONGOING RESEARCH

CONTACT PERSON

CONTACT US

ABOUT US
Learn about our Project.
 

CONFERENCE & SEMINARS
conference and seminars related to Himunet
CONTACT US
In case of any queries you can contact us from this page

HIMUNET is a NUFU Networking Project, IoF, Tribhuvan University, Pokhara, Nepal with partner Institutions like Norwegian University of Life Sciences (UMB), Nepal - Kathmandu University (KU), Afghanistan - Kabul University (KU), Pakistan - Karakorum International University (KIU)

Ongoing Projects
  • An Assessment of Soil Erosion and Carbon Loss Using Geoinformatics Model and RUSLE in Pokhare Khola Sub-watershed, Dhading District, Nepal - B.M. Pradhan, K. D. Awasthi, and R. M. Bajracharya

  • Microbiology - Mrs. Farida Begum

 
ABOUT US
NUFU Application 2007 - 2011

Title of proposed cooperation project
Education, Research and Training for Sustainable Management of Natural Resources in Himalayan Watersheds

Application category
Ongoing network project


A.1 Details of partner institution in the South (UiS)

Main partner institution in the South (UiS)

Nepal - Tribhuvan University (TRIBH)

Institutional Responsible, Vice-Chancellor or University Director
Last name*
Sharma
First name*
Govind Prasad
Title
Vice-Chancellor

Central Coordinating Unit
Centre for International Relations


Contact person:
Dr. Chandra Lal Shrestha
Phone:977-1-4 330 840
Fax:
Email:tucir@ntc.net.np


Proposing department
UiS - Name of department
Institute of Forestry
Address:
P.O. Box 43
Hariyo Kharka
Pokhara, Nepal
Phone:
+977-61-430694
Fax:
+977-61-431563
Email:
iofballa@fewanet.com.np

Project administrator at the UiS department (first name/last name)
Last name:
Mallik
First name:
Ashok K
Position:
Dean
Phone:
00 977 61 430694
Fax:
00 977 61 431563
Email:
iofdean@fewanet.com.np

Proposing researcher (project coordinator)
Last name:
Balla
First name:
Mohan K.
Position:
Professor
Address:
Institute of Forestry
PO Box 43
Hariyokharka
Pokhara
Nepal
Phone:
00 977 61 430941
Fax:
00 977 61 430387
Email:
iofballa@fewanet.com.np



A.2 Details of partner institution in Norway (UiN)

Main partner institution in Norway (UiN)
Norwegian University of Life Sciences (UMB)

Institutional Responsible, Vice-Chancellor or University Director
Last name*
Hove
First name*
Knut
Title
Professor/Vice-chancellor
Central Coordinating Unit
Department of Academic Affairs – Quality assurance and Networks
Ås
1432
Contact person:
Joanna Boddens-Hosang
Phone:+47 64 96 50 92
Fax:+47 64 96 52 01
Email:joanna.boddens-hosang@umb.no


Proposing department
UiN - Name of department:
Noragric, Dept. of International Environment and Development Studies
Address:
P.O. 5003
N-1432, Aas,
Norway
Phone:
+47-64965200
Fax:
+47-64965201
Email:
noragric@umb.no

Project administrator at the UiN department
Last name:
Haug
First name:
Ruth
Position:
Head
Phone:
+47-64965200
Fax:
+47-64965201
Email:
ruth.haug@umb.no

Proposing researcher (project coordinator)
Lastname:
Sitaula
Firstname:
Bishal
Position:
Associate Professor
Address:
P.O. 5003
N-1432, Aas,
Norway
Phone:
+47-64965325
Fax:
+47-64965201
Email:
bishal.sitaula@umb.no



A.3 Other institutional network partners


Partner 1:

Name of institution: Nepal - Kathmandu University (KU) 
Name of department: Dep. Environmental Science & Engineering, Kathmandu University, Nepal 
Name of researcher: Last name: 
Bajracharya
First name:
Roshan M.
Address: P.O. Box 6250
Kathmandu
NEPAL 
Phone: +977-11-661399 
Fax: +977-11-661443 
Email: rmbaj@ku.edu.np 
Web page: www.ku.edu.np 

Partner 2:
Name of institution: Nepal - Kathmandu University (KU) 
Name of department: Dept. of Envir. Sci. & Engg. 
Name of researcher: Last name: 
Sharma
First name:
Subodh
Address: P.O. Box 6250
Kathmandu
NEPAL 
Phone: +977-11-661399 
Fax: +977-11-661443 
Email: kuhimal@ku.edu.np 
Web page: www.ku.edu.np 

Partner 3:
Name of institution: Afghanistan - Kabul University (KU) 
Name of department: Faculty of Agriculture, Kabul University 
Name of researcher: Last name: 
Samadi
First name:
Ghulam Rasoul
Address: Faculty of Agriculture, Kabul University, Kabul, Afganistan 
Phone: 0093-20-2500270 
Fax: 0093-20-2500270 
Email: samadigr@yahoo.com 
Web page:  

Partner 4:
Name of institution: Pakistan - Karakorum International University (KIU) 
Name of department: Department of Biological Sciences 
Name of researcher: Last name: 
Begum
First name:
Farida
Address: Karakorum International University
Gilgit, Northern Areas
Pakistan 
Phone: +92 581156052 
Fax:  
Email: fari_shams2006@yahoo.com 
Web page:  

Partner 5:
Name of institution: Nepal - Tribhuvan University (TRIBH) 
Name of department: Dept. of Watershed Management and Env. Sc., Institute of Forestry 
Name of researcher: Last name: 
Awasthi
First name:
Keshab D.
Address: Tribhuvan University, Institute of Forestry,
PO Box- 43,
Pokhara,
Nepal  
Phone: +977-61-430026 (Res.); +977-61-430469/431689 (Off) 
Fax: + 977-61-430387 
Email: awasthikd@fewanet.com.np; nepali27@yahoo.com 
Web page:  

Partner 6:
Name of institution: Nepal - Tribhuvan University (TRIBH) 
Name of department: Dept. of Social Forestry and Forest Management, Institute of Forestry 
Name of researcher: Last name: 
Pokharel
First name:
Ridish K.
Address: Tribhuvan University, Institute of Forestry,
PO Box- 43,
Pokhara,
Nepal  
Phone: +977-61-430849 (Res.); +977-61-430469/431689 (Off) 
Fax: + 977-61-430387 
Email:  
Web page:  

Partner 7:
Name of institution: Nepal - Tribhuvan University (TRIBH)
Name of department: Dept. of Forest Products and Utilization, Institute of Forestry
Name of researcher: Last name:
Dutta
First name:
Ishwar Chandra
Address: Tribhuvan University, Institute of Forestry,
PO Box- 43,
Pokhara,
Nepal
Phone: +977-61-431179 (Res.); +977-61-430469/431689 (Off)
Fax: + 977-61-430387
Email: icdutta@fewanet.com.np
Web page:

Partner 8:
Name of institution: Nepal - Tribhuvan University (TRIBH)
Name of department: Dept. of Social Forestry and Forest Management, Institute of Forestry
Name of researcher: Last name:
Upadhyaya
First name:
Chiranjibi Prasad
Address: Tribhuvan University, Institute of Forestry,
PO Box- 43,
Pokhara,
Nepal
Phone: +977-61-431205 (Res.); +977-61-430469/431689 (Off)
Fax: + 977-61-430387
Email: cpupadhyaya@hotmail.com
Web page:

A.4 Cooperation Agreement

Cooperation Agreement
Four NUFU projects are already running for several years between main partners universities (TU and UMB). A general MoU for future cooperation was signed between the vice chancellors of two universities in 24 November 2004. A separate MoU exist between UMB and KU (signed on 25November 2004) that states the development of collaborative project of mutual interest. A MoU was also signed between Noragric and Kabul University focussed on developing NUFU project proposal in 2006.



A.5 CV

Registered CVs:
Bajracharya, Roshan M. (Network partner)
Sharma, Subodh (Network partner)
Sitaula, Bishal (Coordinator UiN)
Mohan K., Balla (Coordinator UiS)
Samadi, Ghulam Rasoul (Network partner)
Sitaula, Bishal (Coordinator UiN)
Awasthi, Keshab D. (Network partner)
- Select person -
Begum, Farida (Network partner)



B. History of Cooperation

NUFU identification (PRO no):
P58/03
For new bilateral and network projects: Have any of the participating departments or researchers been involved in any former NUFU cooperation?

If yes, please indicate the NUFU identification and the period of former NUFU support.


Results and achievements from previous NUFU period (for ongoing projects only):

Goals and objectives for the first project period:
The main objective of the project is to develop and implement an integrated teaching and research program for management of natural resources with special focus on sustainable development of watersheds. The specific objectives are on MSc curriculum development, teaching, and capacity building, Ph. D. research and Integration of teaching and research.

Results achieved in the first project period:
1. Educational achievements:
Based on the review of existing M. Sc. Forestry curriculum and professional needs of country and experiences of IOF, nine new interdisciplinary and people oriented postgraduate (MSc) programmes including M. Sc. Watershed Management (WM) and Natural Resource Management and Rural Development (NRMRD) and their detailed course curricula were developed in a workshop participated by all relevant stakeholders (line ministries, NGO, user group, etc).

Implementing strategies of newly developed course curricula in WM and NRMRD were worked out. This involved preparation of a brochure for marketing, development of materials for teaching, search for case studies from Nepal to be included in the teaching material and identification of guest lecturers. The academic qualification required for admission in these programs was broadened to attract more candidates.

Two new M. Sc. programs in WM and NRMRD have been implemented with six students in each program in 2005. Resource persons from different GOs, NGOs and institutions were invited in most courses to provide quality teaching. Audio-visual equipments (one LCD projector, two OHPs, 1 printer and 5 computers) required to run M.Sc. programs were purchased.

2. Research achievements:

Mr. KR Tiwari, lecturer at IOF was selected and admitted at Norwegian University of Life Sciences (UMB) to pursue Ph. D as a part of NUFU research collaboration.
Keeping in view of adequate representation of the Middle mountain situations in Nepal, the Pokhare Klola watershed located near by Gajuri Bazar, Dhading district was selected for study.

Field office established by EU Himalayan Degradation Project was used to monitor the bio-physical data planned in the project and its scientific staff provided services to monitor and collect the data and process soil, water and plant samples in field level laboratory.

Twelve runoff plots on farmers’ fields and 8 runoff plots in forests at Khanal Danda were established. Continued monitoring and sampling of 12 runoff plots (located in farmer’s field at Rai Gaun), monitoring of meteorological data from 5 raingauges, 2 TDRs and 1 stream gauging station established in a joint collaboration with the recently completed EU Himalayan Degradation Project is being done. Measurements of soil losses, runoff losses, crop biomass and yield data were initiated. Soil and water samples were analyzed in Kathmandu.

A separate meteorological station was established at the research plot site and several equipments: an oven, Lysimeters (12 sets), a suction pump, a weighing balance, ice box (2), a refrigerator and other lab supplies were purchased to carry out the bio physical investigations.

The socio economic survey using a pre-tested questionnaire was completed. Data analysis is under way.

Announcement for 10 small research grants for conducting M. Sc. thesis research and five non-degree research (for IOF faculty and Ph. D. students) in WM and Rural Development related areas preferably in Pokhare Khola watershed, Dhading, has been made.

3. Other achievements:

The library improvement activities undertaken were as follows:
-Approximately 200 books were purchased and subscriptions to procure relevant journals were made. Four Pentium IV computers with UPS and one HP laser printer were procured, networking facility developed and Internet subscription paid.

-Training programs organized:
a. Basic computer skills training of 10 days was participated by three library and 11 other administrative staffs.
b. Training on CDS/ISIS for library database management of 10 days was participated by five library staff.

4. Publication and dissemination:

a. Preparation of four review papers: 1.Soil fertility management, 2. Community involvement in NTFP management in Mid-hill watersheds, 3. Impact of deforestation in livelihood of rural poor in mid-hills of Nepal, and 4. Application of GIS in watershed Management.

b. Contribution to the publication of special issue of IOF's scientific journal 'Forestry', No. 12.

c. Publication of ‘Forestry’ Journal of IOF, No. 13 in April 2005 with 12 papers including two review papers by three NUFU Project Executive members.

d. Presentation of a paper from other linked project at the International Nitrogen Conference in Nanjing.

e. A workshop titled ‘Managing Mountain Watersheds for Rural Development in Nepal: Integration of Research into Teaching’ was conducted during September 2005 in IOF with participants from IOF, different GOs, NGOs and academic institutions and M. Sc. students. Proceedings of the workshop with seven theme papers on subjects taught in M. Sc. WM and NRMRD, keynote speech by Prof. Ruth Haug, land degradation by Dr. BK Sitaula, Norway and a review paper has been published.

f. Publication of IOF Bulletin of MSc Programmes.

g. Three research and four review papers were prepared and published in scientific journals and proceedings.

Deviations from original objectives and project plan:
There were no major deviations from the original objectives and plans of the project. There was a delay in identifying the PhD candidate for the project. This implies that the outcome of research activities will be delayed.
Implementation plan of two new MSc programs were slightly delayed due to a number of local adjustment problems. This is not expected to have major implications for the expected outcomes of the project, however, the project termination date may need to be extended.

Rationale behind the proposal for continuation of the project:
There are a number of reasons supporting the continuation and expansion of the project for a subsequent phase. The first period of the on-going project was able to achieve the planned objectives, however, these are still in a preliminary stage and of limited coverage. Hence the next phase of the project will build upon and extend the scope of activities to include Ph.D. programs and networking of regional institutions. The main rationale for the proposed continuation as a network project are:

a. To give continuity and sustainability to the newly established MSc programs, which have been running for only two years. Also, the successfully implemented MSc programs at IOF may be transferred to the other network partner institutions.
b. There is a clear need for continued monitoring of existing on-going field research (PhD level) for a longer period in order for generalization and scaling up of findings to the region (Himalaya).
c. To realize the project goal of making IOF a regional centre of excellence, and there is a need of etablishing a functional network and collaborative activities (joint research, teaching, curriculum development, and academic exchange) with other mountain universities from the Region.
d. It is envisioned that exchange and sharing of knowledge and expertise among a number of institutions in the region through South-South collaboration will continue and lead to sustainability of the programs beyond the project period.


C.1 Project synopsis and discipline area

Synopsis
This proposal is intended as a continuation and expansion to the ongoing NUFU project between Intitute of Forestry, Tribhuvan University (IOF-TU) and Noragric, University of Life Sciences, Norway (UMB). This phase will be a network project involving mountain universities in Nepal and other parts of the Himalayan Region, in order to achieve IOF's vision and the aim of this project to develop into a regional center of excellence in sustainable natural resource/watershed management and work in and synergistic manner with other institutions to address mountain specific issues. The aim of this of project is to share and transfer MSc programs developed in the first phase with 3 other institutions, joint curriculum refinement, exchange visits, institutional strengthening and capacity building through collaborative research involving PhD students from each UiS institution. The research focus of this project is centered on restorative land management and agricultural diversification incorporating cultivation of Non-timber forest products/medicinal and aromatic plants (NTFPs/MAPs). These PhD candidates will address different aspects of this central theme: carbon sequestration potential and impact on global climate change; livelihood enhancement of NTFP/MAP cultivation; and gender/socio-cultural dimensions of adopting such practices. In addition, each partner institution will also benefit mutually through a number of planned activities such as development of research-based course curricula, upgrading of library and laboratory facilities, training of technical staff, and faculty and student exchanges.

Main discipline area:
COMBINATION OF TWO OR MORE OF THE OTHER MAIN DISCIPLINE AREAS

Sub-discipline(s):

Sub-discipline area 1: --> Ecology, Environmental Sciences 
Sub-discipline area 2: --> Sociology 
Sub-discipline area 3: --> Gender studies 
Sub-discipline area 4: --> Economics 
Sub-discipline area 5: --- Sub-discipline --- 

C.2.1 Project description

Please fill in all items.

Background, reasons for the project, importance, originality
Use and management of natural resources such as soil, water, forests and biodiversity are inextricably linked to rural economy in the hills and mountains of the Himalayan region, where about 85 percent of the population depends on agriculture for their livelihood. In this regard, non-wood forest resources, such as medicinal and aromatic plants (MAPs), integrated into hill farming systems offers potential for rural poor and disadvantaged sectors of society to improve livelihoods while simultaneously conserving or restoring degraded mountain ecosystems. Hence, the enhancement of a solidly research-based higher education dealing with poverty alleviation, rural development (RD), and sustainable management (SM) of these natural resources is expedient in light of the ever-increasing population pressures and impacts of human activities on the natural environment. There is an urgent need to augment both institutional and professional capacity in the region adopting an interdisciplinary approach for analyzing the relationship between the livelihood of poor people and available resources, embracing the concept of sustainable development. Such development depends on the interactions of biophysical, socio-economic, political and technological factors. This approach takes into account the importance and influence of institutions, socio-cultural and economic peculiarities, as well as, political opportunities and constraints.

IOF-TU is a key educational and research organization in Nepal, dealing with use and management of natural resources. The goals of IOF-TU are to provide higher education (Master's and PhD) and to carry out research within natural resource management, rural development, environmental management, and bio-diversity conservation issues at local, national, and regional levels. Realising the need for an integrated research and educational programme for developing rural areas, IOF-TU was initiated an interdisciplinary MSc programme in collaboration with Noragric, UMB though a bilateral NUFU supported project in 2003. The proposed project is designed to be an continuation and expansion to support the strategic goal of IOF-TU bringing in new partner institutions from within Nepal and other parts of the Himalayan Region.

Participatory soil & water conservation, management for restoration of degraded land, and agricultural and income diversification for the rural poor are highly relevant research priorities within the framework of sustainable watershed management and rural development in the Region. We propose to address these priorities through a variety of activities including planned PhD research, continuation and improvement of ongoing MSc programs (at IOF), transfer/adaptation of MSc programs to other institutions in the region, networking, and other institutional strengthening and capacity building efforts, such as, library improvement, training of technical staff, laboratory upgrading, etc. In addition, several MSc students enrolled at Noragric-UMB and other network partners from the region will undertake courses and research at IOF-TU in connection with Noragric’s ongoing educational and research program at IOF-TU.

IOF-TU has already established collaboration with UMB. UMB has a collaborative linkage with Kathmandu University, and other universities in the Himalayan Region. MOUs exist between UMB and TU, KU, Karakorum International University (UP) and Kabul University (UK). Collaborative research projects, focused upon the natural resource degradation, land use changes and carbon sequestration, and agricultural intensification are ongoing between IOF-TU, KU and UMB. One faculty of IOF-TU has already completed a Ph.D. from UMB and returned to IOF, while another two are in the process of completing their PhD work at UMB. Likewise, one faculty member form KU is also doing his PhD at UMB through a collaborative project funded by NORAD. Several MSc students from Noragric and other departments at UMB are attached to these projects for their theses work. The existing setup forms an ideal platform for the proposed project which will consolidate and strengthen the ongoing collaborative efforts between Nepal and Norway, as well as, establish new South-South collaborative linkages.

Objectives
The main objective of the project is to develop a regional network of universities/institutions in the Himalayan Region and implement an integrated teaching and research program for management of natural resources with special focus on sustainable development of watersheds.

The specific objectives are as follows:

1. Establish a network among 4 or 5 mountain universities in the Himalayan region and develop joint and/or parallel course programs and research:
-To develop a network among selected mountain university in the Central and western Himalayan region for knowledge/information sharing and joint course and research collaborative efforts.
-To foster academic exchange of both faculty and students at the M.Sc. and/or Ph.D. levels.
-To formulate and implement joint or parallel course programmes in common thematic areas of sustainable mountain resource use and management.


2. MSc curriculum development, teaching, and capacity building:

-To improve the newly developed interdisciplinary course curricula at IOF-TU, and give continuity to on-going MSc programs supported by NUFU.
-To share the experience of interdisciplinary MSc programs with other partner universities in the Region and help them adapt or create similar new programs.
-To enhance human and institutional capacity in interdisciplinary approaches in planning and sustainable management of natural resources at partner institutions.

3. Research

a. To continue existing PhD research having the following objectives:

-To explore factors determining the use and management of lands at watershed level, and examine the prospects of enhancing soil/water conservation and sustainable land management using an system approach.

-To determine soil and nutrient losses from agricultural land, as well as, most appropriate and effective erosion control methods, water conservation techniques,land and fertility management practices for improving people's livelihoods.

b. To initiate new PhD research (also involving candidates from partner institutions) in the following thematic areas:
-Restorative measures for carbon sequestration to mitigate global climate change and enhance productivity of agriculture and forest lands in the Himalaya.
-Non-timber forest products and agroforestry options for enhancing rural livelihood security in the hills and mountains of the Central and Western Himalaya.
-Gender and socio-economic dimensions of adopting sustainable land management practices incorporating cultivation of NTFPs & MAPs in the Himalaya.

4. Integration of teaching and research:

-To link students’ research with on-going research projects and to establish a feedback mechanism for improving both the research and teaching components of the programme at IOF-TU.

-To enable students to apply the interdisciplinary approach and techniques learned through the improved curricula in their field research under “real world” conditions.

-To enable professionals from NGOs and other organizations to take part in project activities to share their experiences.

Research description
The proposed project will give continuity to ongoing research activities at IOF-TU dealing with the analysis of biophysical and socio-economic factors affecting management of natural resources, soil losses, use and management of private lands, and prospects of enhancing soil and water conservation in watersheds of Nepal. The research activities are being conducted through PhD research by a faculty member of IOF-TU and some MSc students at IOF and UMB.

Three to four separate research topics will be addressed within the proposed new project over the period of five years. These will be carried out as a part of the PhD studies by candidates from each of the partner institutions. The thematic areas have been identified and listed in the objectives above. The full proposals and detailed methods for each of these sub-projects will be developed by the selected PhD candidates, however, a brief description is provided below.

Topic 1:
Mountain ecosystems of the Himalayan regions host hundreds of Non Timber Forest Product (NTFP) species, such as Medicinal and Aromatic Plants (MAPs) that could serve as potential alternative income sources for poor rural farmers (Paudel, 2001; CECI, 2002). NTFPs have been utilized for different purposes from ancient times (Dhyani, 2002) and are seen to be important in sustainable use of forests, the livelihood systems of very large numbers of people, and meeting commercial demands (Arnold and Perez, 1996). Due to inadequacy of traditional farming systems, and soil degradation resulting in declining in crop yields, the local people have begun to depend more on NFTPs to secure their livelihoods, but hitherto, this has mainly been from wild collection. CECI (2002) reveals that 35% of the people are involved in the collection of MAPs for their livelihood and there is no exact procedure of MAPs harvesting, frequency and season. Poudel (2001) emphasizes the protection, management or cultivation of endangered species whereas Dhyani (2002) argues for integration of NTFP and agroforestry together to meet the present challenges of shortage of fuelwood, fodder, fiber, timber, unemployment, environmental degradation, protection and improvement of wastelands and agriculture land.

Therefore, prospects of domestication of high value MAPs and particularly their integration into existing farming practices need to be investigated. Such integrated practices will have a dual benefit of ecological preservation/natural resource conservation as well as improved livelihoods for the poor farmers. Integration of NTFP with cereal crops will have positive contribution to soil fertility and farm income. Improved vegetative cover reduces soil erosion. A two-pronged strategy for the domestication of MAPs species is required, with focus on the interfacing of natural resource conservation and gainful involvement especially of disadvantaged segments of the local population, for the poverty reduction and overall improvement of socio-economic conditions. Such a holistic approach will ensure development of the most suitable systems and practices that will have a much greater probability of adoption by farmers with increased household income.

The objectives of the PhD work are:

• To critically analyze the available literature/databases, agroecosystems, available technology and market, rural livelihood potentials, conservation and mitigation potentials of selected MAPs.
• To evaluate the restorative and soil conservations benefits through cultivation of selected MAPs,
• To assess economic and socio-cultural viability and contribution to poverty reduction of incorporating MAPs into existing farming systems.
• To determine supportive practices required for successful MAP cultivation, such as, composting technology, fertility and pest management, and other economic and cultural measures.


Topic 2:
The biomass and organic carbon in forests and soils comprise the bulk of the terrestrial cabon pool and serve as a major sink and source for atmospheric C. Carbon sequestration in soil and biomass represents the most promising option for carbon dioxide mitigation. The strategy is based on the assumption that movement of carbon from the air to the soil could be increased while the release of carbon from the soil back to the atmosphere is decreased (McDowell, 2002). The management of vegetation and the supporting soil base, therefore, influences, to a large extent, global carbon dynamics and flux to the atmosphere. Global climate change is caused by atmospheric concentrations of CO2, and other radiatively active greenhouse gases, i.e., CH4, N2O and NOx, increased beyond natural levels due to human activities. Carbon sequestration could be appropriate from both socioeconomic and environmental perspectives. The environmental perspective includes the removal of carbon dioxide from the atmosphere (Batjes and Sombroek, 1997),) and increase in the biodiversity. Social benefits can be reflected through increased yield (Sombroek et al., 1993) and monitory benefit from potential carbon trading schemes (McDowell, 2002). Carbon sequestration for carbon trading could enhance sustainable forest management practices (Tschakert, 2001).
Thus, there is a need for scientific inquiry towards determining viable sinks for atmospheric carbon under different cropping and land management options to mitigate the greenhouse effect and potential global warming. This includes agricultural diversification through incorporation of NTFPs, agroforestry and other permaculture practices. Comparatively few studies on carbon dynamics and C sequestration have been done in less developed countries, and there is a substantial gap in knowledge and data base on terrestrial C pools and stocks for the Himalayan Region in particular. The Himalaya offer a unique opportunity for studying carbon stocks and dynamics due to a wide diversity of climates and ecosystems concentrated in a relatively narrow geographical belt.

The main objectives of this PhD study will be:
• To characterise and quantify carbon stocks in soils and vegetative biomass (above and below ground) under forest, diversified agricultural systems (with cultivation of NTFPs), and agroforestry systems in the mid-hills of the Himalaya.
• To determine the effects of land use management (forest, agriculture and agroforestry) on fluxes of greenhouse gases (mainly CO2 and CH4).
• To investigate the effects of socio-economic factors on C-sequestration potential of soils and vegetative biomass under different land use management including cultivation of NTFPs.


Topic 3:
In the Himalayan context, a clear understanding of the processes and peculiarities concerning adoption of practices to minimize soil degradation and preserve ecological balance, while enhancing income potential, is lacking. More specifically, the factors influencing adoption of practices such as, cultivation of NTFPs including MAPs, land restorative measures and soil/water conservation options require in depth examination. Such examination calls for mapping of farmers' awareness, perceptions, interests and self-evaluation of the practices and measures. In the Himalaya, the adoption of such practices are significantly influenced by socio-cultural factors, like ethnicity and gender issues, that shape the perceptions, behavioural pattern and decision-making processes within rural communities. Increasingly, the roles and importance of women as resource managers and decision-makers have become evident as they are more dependent on nature by virtue of the sexual division of labour: women, it is said, are primarily responsible for gathering of fuel, fodder and wild foods, and growing of subsistence crops for survival (Leach and Green, 1995). Gender analysts have argued for revaluation of women’s involvement in environmental movements and women’s community managing works to recognize essentially conservative protects, male domination of leadership roles and the extension of unpaid work for women (Jackson, 1993; Leach and Green, 1995). Leach (1991) argues understanding women’s relationships with the environment need to recognize the relationships of power and authority, negotiation and bargaining and the wider social relations in which decisions about land and trees are embedded. Hence, there is the need to closely study gender roles in adoption of sustainable land management practices incorporating NTFPs and agroforestry for livelihood enhancement.

Objectives for this PhD study:
• To evaluate farmer perceptions and awareness regarding cultivation of NTFPs for potential income/livelihood enhancement and environmental conservation.

• To investigate the influence of gender, socio-cultural setting, household characteristics and economic condition on the adoption of crop diversification (with NTFP cultivation) and soil restorative practices in Himalaya.


C.2.2 Project description (cont'd)


Methodology:
Methods and approach to be followed for the networking, joint curriculum development, teaching and capacity building aspects of the project are briefly outlined here. For details see the section on Project Design and Activities below.

1. Networking - through regional workshops, seminars, common project website, online information sharing, exchanges of students and visiting faculty, etc.

2. Curriulum development & implementation - through networking activities (workshps, seminars, etc.), visiting faculty resource persons, etc.

3. Library and laboratory upgrading through purchase of instruments, computers, etc., web-based specialized computer training for library staff.

4. Incorporation of research in teaching - through close tying up of research with course topics, use of research examples in teaching, involving students in ongoing and new research projects, etc.



PhD Topic 1:
The following methods will be used to achieve the objectives:
Review and compilation of existing literature, data and technology on domestication of high value MAPs in the region.

Rapid Biodiversity Assessment (RBA) methods will be refined and used to inventory and survey MAPs resources in each of the communities where the project activities are to be located.

Participatory field trials to test new and indigenous cropping and soil management systems for integrating MAP into the existing farming practices (such as, agroforestry systems, strip-cropping, contour-planting, etc.)

Establishment of field trials and demonstration plots including vermicomposting technologies on farmers field.


PhD Topic 2:

The following methods will be adopted:
Literature review, planning and preparation for site selection and plot location identification. Soil and vegetation sampling for OC and biomass determinations
Monitoring of field plots for runoff, erosion, C-transport and gaseous flux (CO2 and CH4)
Five treatments consisting of two forest, two agriculture and one agroforestry system will be used with 4 replications each:
• Forest: a) good crown cover (>60%); and b) degraded (<40%)
• Agriculture: c) traditional; d) diversified with MAP cultivation
• Agroforestry (with NTFPs) (e)


PhDTopic 3:

Social science research methods involving participatory rural appraisal will be used to collect primary information from local farmers on adoption of practices. These will include techniques sucha as: focus group discussions, key informant interviews, perceptions mapping, wealth ranking and case studies. This will be conducted for watersheds in the Middle Mountains Region Himalaya, for representative households selected through stratified random sampling on the basis of ethnicity, economic strata, location, etc.

Theoretical approach:
Numerous studies have previously focused on causes and factors of declining overall quality of natural resources and environment and farmer adoption of conservation measures in the Himalayan region. Theories proposed range from the classical Malthusian argument of population dynamics and human nature to more complex neo-Malthusian views to integrated socio-political-cum-economic theories and actor-oriented approach (Blaikie and Broodfield, 1987; Blaikie, 1988; Richerson & Boyd, 1998; Bilsborrow & Carr, 2001). What is clear from these and other studies is that economic and social models alone do not adequately explain the root causes of environmental/resource degradation nor the adoption behaviour local farmers of conservation technology and crop diversification. The interactions among humans and the various components of their natural environment are a complex and dynamic set of cause-effect relationships that are often confounded by the social, psychological, cultural, economic and political forces at play. Particularly, in the Nepalese Himalayan context, these interactions are significantly influenced by socio-cultural factors, such as gender and ethnicity, that shape the perceptions, behaviour pattern and decision-making processes within rural communities. Increasingly, the roles and importance of women as resource managers and decision-makers, as well as, lack of incorporation of disadvantaged ethnic groups as a consequence of social exclusion, are becoming evident (SEEPORT, 2000; Sitaula et al, 2000a; Paudel & Thapa, 2001b). Hence, an interdisciplinary systems approach taking in account environmental conservation as well as livelihood security in a given socio-economic context is required to address the problem of sustainable natural resource management.

Early work and estimates of forest and the consequent land degradation in the Himalaya took on an alarmist character (Robbe, 1954; Enke, 1971; NPC, 1974; Eckholm, 1976 Pereira, 1980; Fearnside et al., 1980). However, from about the mid 1980s, this conventional interpretation of the processes and severity of forest degradation and accelerating soil erosion, and of their ensuing environmental and economic consequences, has come under question. Considerable uncertainty about the pace and extent of forest degradation is evident due in part to earlier interpretations being based on unsubstantiated observations (Blaikie, 1988), or on fuel wood production and consumption estimations, which were found to vary by factors between 67 and 150 (Thompson & Warburton, 1985. Based on in-depth studies in the Himalayan Region, Ives and Messerti (1989) arrived at the conclusion that the pace of deforestation was not as rapid as widely reported through earlier works. Likewise, they attributed soil erosion, floods and related damages primarily to the on-going natural process of mountain building and to the expansion of agricultural lands and settlements in flood prone areas. Specifically their findings of the on-going geomorphological process of mountain building, and its impact on mass movements and soil erosion, are corroborated by a study conducted in the Darjeeling Himalaya of India (Starkel, 1972; Froehlich & Starkel, 1993).

In view of significant biophysical and socio-economic variations from one place to another, it is difficult to draw any definite conclusions about the Hill environments in their entirely based on the findings of a few case studies and occasional field observations in selected locations (Thompson & Warburton 1985; Ives & Messerli, 1989). Scientific endeavours towards understanding and unfolding the true nature and extent of problems requires several micro regional studies adopting an interdisciplinary systems approach.

Initiatives have been taken to adopt such an approach to environmental analysis in the mountains of Nepal. Their findings are diverse, varying over space and time. While in some locations forests have been found to be depleting and degrading (Fox, 1983; Kawakita, 1985; Metz, 1987, 1990 and 1994; Thapa, 1990; Adhikari, 1992), in other locations there were indications of regeneration of their stock (Mahat et al., 1987a and 1987b; Gilmour 1988; Carter & Gilmour 1989). Despite an annual population growth rate of 2.5 percent, forests in a village in Gorkha District, for example, were found to be in much better condition by 1990 than they were ten years earlier (Fox, 1993). In other locations, community forests were being protected at the expense of degradation of other forests (Paudel, 1997).

Deforestation, as pointed out by Hamilton (1985) and Ives and Messerli (1989), might have played an insignificant role in causing environmental hazards in the large Indo-Gangetic Plain. It has, indeed, inflicted environmental and economic damage on certain parts of the mountains. Notably, diminishing fuel wood, fodder and organic fertiliser supplies, drying up of local sources of water, and landslides are some of the immediate effects of this process (Kawakita, 1985; Metz, 1987; Froehlich & Starkel 1993). The lack of a deep and dense root system exacerbates mudflows and debris flows on saturated steep grounds during continuous rainfalls (Froehlich & Starkel 1993). Although the debate is more complex, surely deforestation influences the hydrological cycle to some extent, if not at the level sometimes claimed.

With the exception of a few studies like Johnson, et al. (1982) and Thapa (1996), little attention has been paid to the management and conservation of agricultural lands, which account for a substantial proportion of all land resources. Most studies on agriculture have been confined to the analysis of crop production and cropping patterns. Mountain farmers are well aware of the significance of natural resources and practising assorted measures for land conservation passed on to them by their ancestors. But still they have not been able to control land degradation effectively (Thapa, 1996). Rain fed lands with level and sloping terraces are losing soils at the rate of 5 t/ha/yr and 20 t/ha/yr, respectively (Carson, 1992), and in several instances farmers have failed to replenish plant nutrients extracted by crops (Maskey, 1994 and 1996).

A number of watershed projects, community forestry development projects, rural development projects—mostly funded by international agencies – were initiated as a response to the problem of soil erosion (Pradhan, 1985; Khadka, 1996). Overlooking the local knowledge, practices and biophysical and socio-economic environs, these projects relied heavily on the ‘transfer-of-technology’ mode of planning and program implementation, eventually failing to bring about desirable changes in the existing practices (Sharma & Dixon, 1997). Despite its implementation in the second half of the 1970s, Prenatal Watershed Management Project of Nepal has not been able to control the situation of the natural lake due to its failure to muster active public participation in land management. Due to situation caused by degradation of forests and soils in watersheds, Rupa and Begnas lakes are facing a serious threat of extinction (Oli, 1996).

A review of watershed management in several Asian countries revealed a wide range of locally evolved natural resources management practices, though these practices varied from one place to another (Sharma & Wagley, 1996). Any endeavour aiming at land degradation control should carefully explore, analyse, and, then, promote suitable practices, if necessary with improvements, in co-operation with local people (Sharma & Wagley, 1996).

Reviews of work done by 11 major institutions and 234 other organizations (INGO/NGO) on sustainable soil management have highlighted the lack of knowledge on inter-related effects of biological and socio-economic factors on soil productivity; and therefore recommended that this should be given first priority in future research efforts (Khadka, 1996). Although watershed management activities are extended to 55 of the 75 districts in Nepal (Wagley and Bogati, 2000), an interdisciplinary research effort relating forests, non-timber forest resources, soil erosion, crop productivity, agricultural diversity, carbon sequestration and socio-economic regimes using a systems approach is still lacking. We will address these issues in the context of livelihood security of rural poor through planned research covering mountain specific factors and processes.

The proposed project intends to contribute to strengthen and build capacity among mountain universities in the Himalayan region while establishing IOF-TU as a center of excellence in sustainable management of natural resources in the region through networking and sharing of knowledge and expertise in a mutually beneficial manner. It will fill existing gaps in knowledge through an interdisciplinary research approach and by developing course curricula ensuring research-based interdisciplinary educational programs at partner institutions. MSc and PhD research activities will be conducted in collaboration with other ongoing projects in the region addressing options for minimizing environmental degradation and poverty through restorative land management and agricultural diversification and factors affecting their adoption.



Project design and activities:
Project activities are planned to fulfill each specific objective outlined in the previous section. The activities of the project will be executed in view of integrating all components of the project with feed back between educational and research activities of the project as outlined below.

1. Networking activities
Initiation and establishment of a network of mountain universities in the western and central Himalayan region
We have identified four potential institutions from the Himalayan region to join this application as network partners. The overall goal and outcome for the combined activities (educational course, and research project) to establish a functional and effective network of universities and scientists to implement the education and research programme on a common theme. The planned events include workshops, conferences and other modes of interaction as well as dissemination among partner universities in Himalayan region and Noragric (as Noraagric has rich experiences in networking). Specifically, the activities to be undertaken through such a network include:
- Aacademic exchange for both faculty and students at the M.Sc. and/or Ph.D. levels
- Formulate and implement joint or parallel course programmes in common thematic areas of sustainable mountain resource use and management.
- Conduct collaborative research in common interest themes related to mountain environments and resources

2. Joint Curricula development/improvement/implementation
The course curricula will be jointly and continuously improved to address gaps in the existing MSc program at IOF-TU, as well as, transfer/initiation of MSc course programs at the other participating network institutions. The activities for curricula development/improvement includes

-Jointly organized workshops for research-based curriculum development relevant for the partner institutions and the region with participation from all stakeholders.
-Exchange visits and discussions between involved scientific staff at UiS and UiN
-Joint designing and teaching of the new courses at partner intitutions addressing key issues in mountain specific watershed management and rural development.
Strengthening Ph.D. programs related to thematic focus of the Project at IOF and other partner institutions in the South.
-Strengthen library facilities at partner institutions in the South, especially Univ. of Kabul.

3. Research activities

The research activities to be undertaken as part of the program are the analysis of biophysical and socio-economic factors affecting management of natural resources, soil losses, use and management of private lands land, and prospects of enhancing soil and water conservation in watershed of Nepal. The research activities will be conducted through PhD research meant for a faculty of IOF-TU and several MSc research for students from Asia. The following PhD research activities are planned for the research.

-Field experiments and demonstrations to generate empirical data on soil erosion, effects of soil restorative measures on crop yield and soil fertility. Runoff plots will be established on different soil erosion classes (from uneroded to severely eroded). Once plots with different levels of soil erosion are established, the physical, chemical, and biological properties of soil will be measured. Soil restorative technologies, including those based on indigenous knowledge (e.g. Tamang, 1993), will be included in the field experimentation (through demonstration plots representing the developmental activity of the proposed project) to generate scientific data on the effects of such measures.

-Crop growth and yield will be measured under different levels of soil erosion with existing and soil restorative management practices. In addition, the on-site and new off-site effects of soil erosion will also be evaluated in economic terms. The field sites will not only provide demonstration benefits to the farmers, but are also expected to serve as a facility for research and development activities for students and researchers working at the Institute of Forestry, Tribhuvan University, Nepal. The data generated will be used for soil erosion modelling exercises.

-Participatory research analysis (Chambers 1994a, 1994b) of the on-going and alternative land use and management practices will be undertaken to explore factors determining the use and management of private lands, and examine the prospects of enhancing soil conservation. Conservation and utilization of biodiversity as a livelihood strategy will also be given consideration. Hypotheses will be generated to test the significance of selected socio-economic, institutional, and biophysical factors influencing management practices. Information on use and management of different types of private and government lands, socio-economic conditions of rural households, livelihood strategies, socially acceptable land and biodiversity conservation practices, etc. will be collected through rapid/participatory appraisal methods and household surveys.

4. Integration of teaching and research activities

- New findings and results of on-going research at IOF-TU, network partners and other regional institutions such as ICIMOD, CARE-Nepal, Winrock International, IUCN, The Mountain Institute, etc. will be incorporated into the jointly developed new and existing course curricula. Research sites will be used for case studies for students to examine specific problems in the region.

- Students enrolled at IOF’s master program, network partners and those from the Himalayan Region enrolled in the Noragric-UMB MSc program will apply the interdisciplinary approaches covered in the new course curricula and in their field research work.

- Research for MSc/PhD theses in this project will be integrated with other collaborative projects between the UMB and partner universities. These ongoing and recently completed projects are:
1. Land use changes and forest/soil degradation effects on carbon sequestration in Nepal (funded by NFR)
2. An interdisciplinary approach to analyze the dynamics of forest and soil degradation and to develop sustainable agro-ecological strategies for fragile Himalayan watersheds (funded by EU)
3. Himalayan agricultural intensification (UMB and KU) funded by NORAD
4. Development of a teachers education program in global environmental change and sustainable development (UMB and KU) funded by SIU
5. Community Based Natural Forest and Tree Management in the Himalaya Project at IOF funded by Danida

- An information sharing network will be set up to enhance rapport among educators, researchers and students of the network partners. Feedback from all parties will be considered for further refinement of coursework and field research.
- Development actors (INGOs, NGOs, CBOs and other stake holders) will be included in the implementation of the project.

C.2.3 Project description (cont'd)


Academic competence and capacity at UiS and UiN:
UiS-1. Institute of Forestry, Tribhuvan University

Institute of Forestry (IOF) is part of Tribhuvan University (TU), Nepal. Established in 1973, IOF-TU is an educational and research institute responsible for imparting education at BSc and MSc levels in Forestry and other related areas of natural resource management (NRM). It started MSc Forestry programme in 2001, MSc programmes in Watershed Management and Natural resource Management and Rural Development and research based Ph. D. in Forestry in 2005. It has strategic goal to become center of excellence for producing human resources competent in managing natural resource on sustainable basis using interdisciplinary approaches. The goals of IOF-TU are to:
- provide university education (bachelor, master and PhD degree) and non-degree programs in natural resources conservation and management.
- provide an interdisciplinary research facility on natural resource management, rural development, environmental management, and bio-diversity conservation issues in local, national and regional context.
- provide services to rural communities in the area of forestry, soil conservation, agroforestry, community forestry, leasehold forestry, and income generating activities through non-timber forest products management.
- provide the consultancy in the area of forestry, rural development, natural resources management and conservation.
- promote collaborative research and educational activities with other universities and institutions and share information and human resources with international affiliations.

The IOF-TU operates at two campuses, one in Pokhara and the other in Hetauda. A separate IOF- Dean’s office with two Assistant Deans (Planning and Administration/Examination) and supporting administrative staffs is located in Pokhara. The main campus in Pokhara is organized in six departments to carry out its teaching activities. It is having limited research activities in forestry, watershed management, soil conservation and other related areas of natural resources management, and needs to expand to cover the needs of the institute. The institute has few facilities including GIS and soil laboratories. It is currently involved in two ongoing collaborative projects with the Norwegian University of Life Sciences, Norway and one with Royal Veterinary and Agricultural University (KVL), Denmark. The institute has also collaborated with other institutions in the Himalayan region engaged in research relevant to the proposed project and has involved resource persons from other campuses of TU, Kathmandu University and other organizations in teaching and research activities. Recent return of few qualified manpower at IOF (Dr. KD Awasthi from UMB, Norway and Dr. R Pokharel from MSU, USA; see attached CVs), experienced faculty like Prof. Dr. IC Dutta with teaching and research experience in NTFP, Mr. CP Upadhyaya with expertise in socio-economic aspects and resource economics and some other faculty of IOF completing Ph.Ds in near future serve as important assets to the project. In addition, resource persons from other institutions within TU (Dr. CL Shrestha, Dr. R Chhetri etc.) will have backstopping to various activities of the project.

UiS-2:. Kathmandu University, Nepal

Kathmandu University (KU) is a privately initiated, non-profit, public educational institution, which strives to achieve the highest levels of academic excellence. With a mandate of providing quality education in technical, professional and applied fields of science that are not available at other academic institutions in Nepal, KU has focused on specialized areas such as environmental science, pharmacy, management, information technology and engineering. Due to a growing realization of the precarious balance in which humans coexist with nature and the imminent danger that many people in urban, peri-urban, and rural areas face from air, water, and land pollution among other key environmental problems, KU established Environmental Science degree programmes at the Bachelors (1994) and Masters (2000) levels.

The collaborating department (Environmental Science and Engineering) at KU has particular expertise in land and water management, soil and water quality monitoring, agricultural impacts on environment, and sustainable rural development in relation to mountain environments. At present the department has four on-going collaborative research projects in this field of research, two funded by EU and two by NORAD. The key researchers from this department with relevant research and academic experience are Dr. Roshan M. Bajracharya and Dr. Subodh Sharma (see attached CVs).


UiN: Noragric – UMB

Noragric is the Norwegian University of Life Sciences (UMB), Norway’s Department of Environment and Development Studies. Its contribution to international development lies mainly in the interface between research, education, and assignments. Noragric has, over the years, developed extensive collaboration with universities and research institutions in the South. It has many years experience in supporting institutional collaboration in developing countries both with regard to research and education. Areas for research include primary industries development and sustainable use of natural resources, biodiversity and genetic resources, rural poverty and right to resources and conflict and natural resources.

The NORAD funded MSc program offered by Noragric-UMB, Management of Natural Resources and Sustainable Agriculture (MNRSA) has been running for the last 15 years in Norway. The course aims at educating and training qualified persons not as mere individuals, but as actors within institutions concerned with the sustainable utilization of resources to meet human needs. The MNRSA programme had an interdisciplinary approach and is designed specifically for planners, managers, those working in NGOs, and educators concerned with integrated resource management. The experiences from MNRSA programme will be used in development/improvement of the course curricula in an integrated research and educational model. The key scientist involved in the project (Dr. B.K. Sitaula) with several years of research experience from Himalayan region (Nepal, India and Pakistan) serves as important human resources for execution of the project (See list of publication in CV). He is supervising three PhD and some MSc students from IOF-TU and KU. The other project participants from Noragric (Dr. Ingrid Nyborg) has an extensive research experiences from Mountain region of Pakistan and Afghanistan. Noragric is having existing research collaboration with KU through a NORAD funded project (2003-2006) and with Karakorum International University through a student research. Noragric is able to integrate these experiences to give regional dimensions through networking and by promoting South to South collaboration.

Administrative competence and capacity at UiS and UiN:
Noragric at UMB is already admistrating 3 NUFU supported projects at present. In addition, Noragric has a rich administrative experience in institutional collaborations with more than 25 countries in the South. The UiN project coordinator has substantial project management experience including the present NUFU project with TU and 5 other collaborative research project in the Region.


IOF-TU has been administrating several externally funded projects (NUFU, Research Council of Norway, USAID, DANIDA, JICA, and EU) over the past 5 years. Professor Balla has a rich experience in project management and coordination being the administrator for the EU funded Himalayan Degradation, NFR funded projects, and the present NUFU propect. IOF has adequate administrative and support staff for accounting and execution of such projects.

Kathmandu University presently has several externally grant-funded research projects on-going: a NORAD funded project on Himalayan Agricultural Intensification; an EU funded project on Bioassessment system for river quality in the Hindu Kush-Himalaya; an Asia-Europ Link project with Chinese partners on Soil Biophysics; and Teacher Education Project funded by SIU. It has a well established administration, accounts and financial management sections that has successfully managed these projects.


C.2.4 Project description (cont'd)


Division of responsibility and labour between UiS and UiN
The main responsibility of UiN will be:
- overall project coordination, management and follow-up
- backstopping for all research activities
- financial and contract management with partner in the South
- technical support for various academic and collaborative activities
- participation in colalborative teaching and student supervsion
- provision of guidelines for selection of PhD and MSc students for fellowship

The responsibilities of the primary UiS partner will be:
- organizing workshops, seminars and other collaborative activities among regional partners in conjunction with UiN
- selection and enrollment of PhD and MSc students; all logistic arrangements for the students accomodations, fieldwork, and courses
- development of a detailed itemized yearly budgets for each activity to be executed in the South
- annual reporting of project progress and outputs, along with following year's planned activities
- maintainance of regional networks, website and timely information of all concerned partners
- implementation MSc and PhD programs and their associated course work
- organize library training for all partners in the South
- acqusition of materials and services for upgrading and modernizing libraries and laboratories.

Risk factors
There are no serious risks expected for the teaching activities within the project. For research activities, monitoring of field experiments during the monsoon season is challenging, and requires great efforts, due to poor accessibility to the field. One possible risk is an increase in the activity of certain political and anti-social elements, which may restrict movement in the field, particularly in remote areas. The political situation in the country, however, appears to be improving and at present poses no major problems to successful implementation of the project.

C.2.5 Project description (cont'd)


Reference to publications and research:
References:

Adhikari, J. 1992. Ethnicity, Off-farm Income and Resource Use in the Semi-subsistence Farming System of Kaski District, Nepal. Ph.D. Dissertation. Australian National University, Canberra.

Arnold, J.E.M. and Perez, M.R. 1996. Framing the issues relating to non-timber forest products research.

Batjes, N.H. and Sombroek, W.G. 1997. Possibilities of carbon sequestration in
tropical and sub tropical soils. Global Change Biology 3:161-173.

Bilsborrow, R.E. and Carr, D.L. 2001. Population, agricultural land use and the environment in developing countries. In Lee, D. and Barrett, C. (eds.) Tradeoffs or Synergies? Agricultural Intensification, Economic Development and the Environment, CAB International, Wallingford, UK. pp. 35-55.

Blaikie, P. and Brookfield, H. 1987. Land Degradation and Society. Methuen, London and New York.

Blaikie, P. 1987. Explanation and policy in land degradation and rehabilitation for developing countries. Land Degradation and Rehabilitation 1: 23-27.

Blaikie, P. 1988. The explanation of land degradation. In J. Ives and D.C. Pitt (eds.) Deforestation: Social Dynamics in Watersheds and Mountain Ecosystems, Routledge, New York.

Carson, B. 1992. The Land, the Farmer and the Future. ICIMOD Occasional Paper No.21, ICIMOD, Kathmandu.

Carter, A.S. and Gilmour, D.A. 1989. Increase in tree cover on private farm land in Central Nepal. Mountain Research and Development 9 (4): 381-391.

CECI. 2002. Developing methodologies of sustainable management of endangered and high value medicinal and aromatic plants in Jumla. CECI / IDRC, Kathmandu. pp 1-31.

Chambers, R. 1994a. The origin and practice of Participatory Rural Appraisal. World Development 22 (7): 953-969.

Chambers, R. 1994b. Participatory Rural Appraisal (PRA): challenges, potentials and paradigms. World Development 22 (10): 1437-1454.

Dhyani, S.K. 2002. Agroforestry systems in Nepal with emphasis on NTFP. Paper presented in short course on agroforestry in relation to NTFP for forest range officers, FRI, Dehradun, India.

Enke, S. 1971. Project costs and benefits of population control. Population and development. CEDA Seminar Paper No. 2. Center for Economic Development and Administration, Kathmandu.

Eckholm, E. P. 1976. Loosing Ground: Environmental Stress and World Food Prospects. World Watch Institute and UNEP, Norton Company Inc., New York.

Fearnside, A., Nelson, D.O. and Baisyet, P.M. 1980. Policy and Basic Planning for Soil and Water Conservation in Nepal. Ministry of Forest and Soil Conservation in Nepal/FAO, Kathmandu, Nepal.

Fox, J. 1983. Managing Public Lands in a Subsistence Economy: The Perspective from a Nepali Village. Ph.D. Dissertation, University of Wisconsin, Madison.

Fox, J. 1993. Forest resources in a Nepali village in 1980 and 1990: the positive influence of population growth. Mountain Research and Development 13 (1): 89-98.

Froehlich, W. and Starkel, L. 1993. The effects of deforestation on slope and channel evolution in the tectonically active Darjeeling Himalaya. Earth Surface Processes and Landforms 18: 285-290.

Gilmour, D.A. 1988. Not seeing the trees for the forest: a re-appraisal of the deforestation crisis in two hill districts of Nepal. Mountain Research and Development 8 (1): 343-350.

Hamilton, L.S. 1985. The recent Bangladesh flood disaster was not caused by deforestation alone. Environmental Conservation 15 (4): 369-370.

Ives, J. D. and B. Messerli, 1989. The Theory of Himalayan Environmental Degradation: What is the Nature of the Perceived Crisis? The Himalayan Dilemma: Reconciling Development and Conservation, Routeledge, New York.

Jackson, C. 1993. Doing what comes naturally? Women and environment in development, World Development 21(12): 1947-63.

Johnson, K. Olson, E.A. and Manandhar, S. 1982. Environmental knowledge and response to natural hazards in mountainous Nepal. Mountain Research and Development: case study of Sikha Valley in Nepal. In T.V. Singh and J. Kaur (eds.) Integrated mountain development. Himalayan Books, New Delhi.

Kawakita, J. 1985. Synergic approach to mountain development: case study of Sikha Valley in Nepal. In Singh, T.V. and Kaur, J. (eds.) Integrated Mountain Development, Himalayan Books, New Delhi.

Khadka, S.S. 1996. Sustainable management of soils in rain-fed cropping system in the mid-hills of Nepal: institutional aspects. APROSC/SDN/N Kathmandu, Nepal. 26 pp.

Leach, M. 1991. Engendered environments: understanding natural resource management in the West African forest zone. IDS Bulletin 22 (4): 17-24.

Leach, M. and Green, C. 1995. Gender and environmental history: Moving beyond the narratives of the past in contemporary women-environment policy debates. IDS working paper 16. Institute of Development Studies, University of Sussex, Brighton.

Mahat, T.B.S., Griffin, D.M. and Shepherd, K.R. 1987a. Human impacts on some forests of the Middle Hills of Nepal. Part 3, Forests in the subsistence economy of Sindhu Palchok and Kabhre Palanchok. Mountain Research and Development 7 (1): 53-70.

Mahat, T.B.S., Griffin, D.M. and Shepherd, K.R. 1987b. Human impacts on some forests of the Middle Hills of Nepal. Part 3, Forests in the subsistence economy of Sindhu Palchok and Kabhre Palanchok. Mountain Research and Development 7 (2): 111-134.

Maskey, R. 1994. Sustaining Rural Development through Irrigation: An Agro-ecological Analysis under Spatial and Natural Resource Constraints. Ph.D. Dissertation. Asian Institute of Technology, Bangkok.

Maskey, S.L., 1996. Production and use of organic manure, Nepal’s country report. Paper presented at the FINNIDA/FPA Regional Workshop on Fertilizer Concepts with Special Reference to Organic Fertilizers, Philippines, 6-9 May 1996.

McDowell, N. 2002. Developing countries to gain from carbon trading fund.
Nature 420: 4-10

Metz, J. 1987. Forest Use and Forest Products in a Magar Village, Nepal. Ph.D. Dissertation. University of Wisconsin, Madison.

Metz, J. 1990. Conservation practices at an upper-elevation village of west Nepal. Mountain Research and Development 10 (1): 7-15.

Metz, J.J. 1994. Forest Product Use at an Upper Elevation Village in Nepal. Environmental Management 18 (3): 371 – 390.

NPC. 1974. Draft proposal of the task force on land use and erosion control. National Planning Commission, Kathmandu.

NPC. 2003. The Tenth Five-year Plan, 2002-2007. National Planning Commission, Government of Nepal, Kathmandu.

Oli, K.P. (ed.) 1996. Environmental Study of Nepal’s Begnas and Rupa Lakes. National Planning Commission/World Conservation Union, Kathmandu.

Paudel, G.S. 1997. Integration of Livestock Development with Forest and Rangeland Management for Sustainable Development in Shyanja District, Nepal. M.Sc. Thesis, Asian Institute of Technology, Bangkok.

Paudel, K.N. 2001. Jadibuti Bigyan. Publisher Meena Paudel, Butwal, Nepal. pp. 1-122.

Paudel, G.S. and Thapa, G.B. 2001. Changing farmers’ land management practices in the hills of Nepal. Environmental Management 28: 789-803.

Pereira, H.C. 1980. Land – Use Improvement in the Himalayas. FAO/UNDP/ His Majesty’s Government of Nepal, Kathmandu.

Pradhan, B.P. 1985. Integrated rural development projects in Nepal- a review. ICIMOD Occasional Paper 2, ICIMOD, Kathmandu. 42 pp.

Richerson, P. J. and Boyd, R. 1998. Homage to Malthus, Ricardo, and Boserup: toward a general Theory of Population, Economic Growth, Environmental Deterioration, Wealth, and Poverty. Human Ecology Review 4: 85-90.

Robbe, E. 1954. Report to the Government of Nepal on Forestry. ETAP Report No. 209. FAO, Rome.

SEEPORT. 2000. Land Policies, Land Management and Land Degradation in the Hindu Kush-Himalayas: Nepal Study Report. International Centre for Integrated Mountain Development (ICIMOD), Kathmandu, Nepal.

Sharma, P.N. and Dixon, J. 1997. Watershed management policy issues in Asia. In Sharma P.N. and Wagley, M.P. (eds.) The Status of Watershed Management in Asia.. PWMTA/FARM, Kathmandu, Nepal. pp. 1-6.

Sharma, P. and Wagely, M. P. 1996. Case studies of people's participation in watershed management in Asia: PWMTA-WMTUH-Farm Field Documents No.4, UNDP/FAO/Netherlands, RAS, Kathmandu, Nepal.

Sitaula B.K., Neupane, R.P., Paudel, G.S., Sankhayan, P.L., Singh, B.R. and Hofstad, O. 2000. Land degradation in the Himalayan region: an interdisciplinary approach to analyze system behaviour. In Låg, J. (ed.) Geomedical Problems in Developing Countries. The Norwegian Academy of Science and Letters, Oslo, pp 193-208, ISBN 82-90-888-31-7.

Sombroek, W.G., Nachtergaele, F.O. and Hebel, A. 1993. Amount dynamics and
sequestering carbon in tropical and sub tropical soils. Ambio 22: 417-426.

Starkel, L. 1972. The role of catastrophic rainfall in the shaping of the relief of the lower Himalaya (Darjeeling Hills). Geographia Polonica 21: 103-147.

Tamang, D. 1993. Indigenous soil fertility management in the hills of Nepal; Lessons from an east-west transect. HMG/N, Ministry of Agriculture, Winrock International Research report No.19, Kathmandu.

Thapa, G. B. 1990. Integrated Watershed Management in the Upper Pokhara Valley Nepal. Ph.D. Thesis, Asian Institute of Technology, Bangkok, Thailand.

Thapa, G.B. 1996. Land use, land management and environment in a subsistence mountain economy in Nepal. Agriculture, Ecosystems & Environment 57 (1): 57-71.

Thompson, M. and Warburton, M. 1985. Decision making under contradicting certainties: how to save the Himalayas when you can’t find out what’s wrong with them. Journal of Applied Systems Analysis 12:3-34.

Tschakert, P. 2001. Human dimensions of carbon sequestration: a political ecology approach to soil fertility management and desertification control in the old Peanut Basin of Senegal. Arid Lands Newsletter May-June 2001. pp 3-5.

Wagley, M.P. and Bogati, R. 2000. State of the art and status of watershed management in Nepal. In Bedsten, K.S. and Sthapit, K.M. (eds.) Watershed Development: Regenerative Packages for Participatory Watershed Development, Proc. of Danida’s Third International Workshop on Watershed Management, 26 Oct. – 4 Nov. 1999, Kathmandu. Nepal-Denmark Watershed Management Project, Kathmandu, Nepal.


C.3 Specific comments on strategic issues


Relevance
The proposed project stems directly from the national and institutional policy goals of enhancing and incorporating research as a key component in higher education for overall national development and poverty alleviation. These goals are clearly mentioned in the Poverty Reduction Strategy Paper of HMG/Nepal (NPC, 2003), and universities are the key actors for realizing these goal. This was the main reason for initiating the on-going NUFU project at IOF. Moreover, KU and TU have clear goals of incorporating research into teaching and to improve/develop Ph.D. level degree programs in the thematic focus area the proposed project. These goals are also shared by the other partner institutions in the Himalayan region.

Gender
There is a clearly recognized need for gender balance and equity in the arenas of academic and research capacity, as well as, in the use and management of the natural resource base in developing countries of the South. The proposed project aims to address both these aspects of the gender issue. It will give a priority to the enhancement of capacity of women in the institutions of partner countries in the South by adopting a 40% quota for female candidates. The project will also incorporate the theme of gender in participatory development and sustainable resource use & management into both course programs as well as research activities.

In this proposal, there are numbers of female reserachers involved from both North (Dr. Ingrid Nyborg, Dr. Ruth Haug) and from South (Ms. Farida Begum, Basudha Shrestha and others to be identified). From University in Pakistan (KIU), Ms Farida Begum has been chosen for the coordinator at KIU both due to her academic background and merit, and as a step towards fulfilling the university’s desire to support and develop the qualifications of their women staff, and in particular, those from the Northern Areas (which is a remote area, where it is difficult to recruit qualified staff).

Sustainability and exit strategies
The partner institutions in the South will benefit significantly from the project through building of staff capacity in teaching, research and outreach. Institutional strengthening and capacity building of the teaching and research faculty, as well as training of administrative and support staff, will enhance the effectiveness of these mountain institutions, thus enabling them contribute towards sustainable management of natural resources of the Himalaya. It is envisioned that Nepal, Pakistan, Afghanistan and the entire Himalayan region will eventually benefit from the active roles played by the future educators, researcher, development workers and planners/policy makers who are products of the programme. Through their concerted efforts and participatory research, training and demonstrations, it is anticipated that the socio-economic status and living standards in the region will gradually be uplifted. Based on the lesson learn during the project period, a recommendation for running the integrated course module in the future will be prepared.

It is envisioned that the South-South networking of Mountain Universities will form the key basis for sustainability beyond the life of the project as collaborative work and exchange of knowledge and expertise will continue into the future. Further expansion of the network to include NGOs, INGOs and national research organizations will help to increase the likelihood of sustainability and continuity of the programs. Sustainability of the MSc course programs will be ensured through active promotion and marketing in the region. Linking of the NUFU project with on-going and future collaborative research projects will help ensure the sustainability of PhD activities.

As regards the SiU partner- IOF, several hundred B. Sc. Forestry and NRM graduates are waiting to upgrade their academic qualifications but opportunities for advanced graduate studies are limited in Nepal. Many students go to foreign universities every year to pursue their graduate studies in forestry and NRM. Moreover, broadening of academic qualification required for admission in M.Sc. programs at IOF will attract more candidates with agriculture, environmental science, civil and agriculture engineering, natural resource management etc. in country and from the region. This will ensure the required funding for running the programs in the future.

IOF has gained long years of experience in running undergraduate and a few years of graduate programmes. It has been expanding its physical facilities, including (classrooms, laboratories, library, computer center, research forests/nursery, students’ apartment) and upgrading teaching staff through support from different projects including NUFU. The physical facilities and capacity building of human resources at the Institute enhance in teaching, research and outreach. Fellowships and thesis researches have been funded by different funding sources or agencies. Continued financial support and professional linkages with various bilateral and multilateral development organizations/ institutions in-country and outside Nepal will provide IOF the necessary exposure in the outside world. The favorable working environment at IOF that allows career development and professional growth through promotion and in-service training will help in retaining the qualified and experienced faculty to continue to contribute in teaching, research and training for sustainable natural resources management.

D.1 Research

Sub-projects

1: Restorative measures for carbon sequestration to mitigate global climate change and enhance productivity of agriculture and forest lands in the Himalaya.
2: Non-timber forest products and agroforestry options for enhancing rural livelihood security in the hills and mountains of the Central and Western Himalaya.
3: Gender and socio-economic dimensions of sustainable natural resource use and management in the Himalaya.
4:
5:

Publication and dissemination

Type of publication/number by author(s) Researcher(s) PhD
candidates
Master's
student(s)
Scientific articles in journals, chapters in books, leading articles, reviews or features* 6 12 10
*Hereof number of articles in international or national peer-reviewed journals 6 6 4
Scientific books, textbooks, dictionaries and reports published by publishing firm 2 0 0
Scientific reports, theses, abstracts published by institutions or organisations 0 4 10
Papers/presentations at international conferences and/or professional meetings 2 4 4
Delivery of lectures and speeches aimed at the general public and/or scientific audience 4 0 0
Other scientific results (sound material, software and data program etc.) 2 0 0


Researchers in the project
(Researchers/sub-coordinators in the project. Do not register Master and Ph.D. students.)


First name: Last name: Degree: Position:
Keshab Awasthi PhD Associate Professor
Ridish Pokharel PhD Associate Professor
IC Dutta PhD Professor
Chiranjibi Upadhyaya MSc Associate Professor
Roshan Bajracharya PhD Associate Professor
Subodh Sharma PhD Associate Professor
Ghulam Rasoul Samadi MSc Associate Professor

UiN

First name: Last name: Degree: Position:
Ingrid Nyborg PhD Associate Professor
Pal Vedeld PhD Professor
Ruth Haug PhD Professor
Kjell Esser PhD Associate Professor


D.2.1 PhD activities

PhD degree –total number of candidates:
4
Number of PhD candidates applying for fellowships from NUFU:
4
Number of PhD candidates applying for fellowships from other sources of funding (UIS):
0
Number of PhD candidates applying for fellowships from other sources of funding (UIN):
0
Number of candidates funded by NUFU for training in:
"Sandwich":
2
UIS institution only:
2
Estimated number of female PhD candidates:
2
Estimated number of male PhD candidates:
2
Degrees/programmes:
Degree(s) will be awarded by institution(s):
Kathmandu University, Nepal; Tribhuvan University, Nepal
Development of new Ph.D. programmes (yes or no):
Yes 
If yes: programmes will be developed at (university):
Kathmandu University, Nepal; Tribhuvan University, Nepal
Development of joint degree(s) (yes or no):
No 
Which institutions will offer the joint degree:

D.2.2 PhD Candidates - CVs

You may register CVs for PhD candidates below (optional but recommended).

Registered CVs:

Ms. Basudha Shrestha


D.2.3 Master's activities

Master's degree – total number of students:
20
Number of master's students applying for scholarships from NUFU:
16
Number of master's students applying for scholarships from other sources of funding (UIS):
0
Number of master's students applying for scholarships from other sources of funding (UIN):
0
Number of master's students funded by NUFU for training in:
"Sandwich" (UiS-UiS):
8
One institution only:
8
Estimated number of female master's students:
8
Estimated number of male master's students:
8
Degrees/programmes:
Degree(s) will be awarded by institution(s):
TU, KU & for partners to be decided
Development of new master's courses (yes or no):
Yes 
Development of new master's programmes (yes or no):
Yes 
If yes: courses/programmes will be developed at (university):
TU, KU and for partners to be decided
Development of joint degree(s) (yes or no):
No 
Which institutions will offer the joint degree:

D.2.4 Training of technical/administrative staff

No. of technical staff:

8

Type of training:
Library - web-based computer training

No. of administrative staff:
0

Type of training:


D.3 Other collaborative activities


Other collaborative activities will include:
- Joint regional workshops, meetings and seminars for interaction with other national and regional stakeholds (INGOs, NGOs, CBOs, & GAs)
- production of audio-visual and electronic teaching materials including educational documentary films
- preparation of manuals and guide books (cultivation of NTFPs/MAPs, vermicomposting, land restorative practices, etc.)
- exposure visits, exchanges, and trainings for facluty from SiU partners
D.4 Milestones in the project period


Activity Start year Start term End year End term
Project Kick-off workshop & netwok establishment  2007  First  2007  First 
Review of existing curricula and programs at partner institutions   2007  First  2007  Second
Formulation of guidelines for and selection of PhD students   2007  Second  2007  Second
Formulation of guidelines for and selection of MSc students   2007  Second  2007  Second
PhD admission, course work, and detailed research proposal  2008   First  2008  Second
Conduct and complete PhD field research on selected topics   2009  First  2010  Second
Complete PhD thesis and publications   2010  Second  2011  First
Annual enrolment of MSc students    2008  First  2010  First
Training of technical and library staff   2007  Second  2008  Second
Modification and development/transfer of new PhD & MSc courses/programs at SiU institutions   2007  Second  2008  Second
Networking workshops, information exchange, develop/maintain website, etc.   2007  Second  2011  Second
Production of teacing materials, audio-visuals, and CDs   2008  First  2011  First
Scientific publications   2009  Second  2011  Second
Workshops for outlining sustainability and exit strategy   2010  First  2010  Second
Concluding International Seminar   2011  Second  2011  Second



E.1 Specification of application for project management


Year
2007
2008
2009
2010
2011
Sum
Project management UiS researcher
(please specify no. of man-months)
48
48
48
48
48
240
Project management, counselling
and coursework UiN researcher
(please specify no. of man-months)
3,7
3,4
3,2
2,9
2,7
15,9

E.2 Budget

All amounts in NOK.

Activity
2007
2008
2009
2010
2011
Sum

Research
Travel expenditures
200
200
200
200
200
1000
Field work
50
100
100
100
0
350
Scientific equipment
100
50
0
0
0
150
Other expenditures
50
50
50
50
50
250
SUM - research
400
400
350
350
250
1750

PhD activities
Fellowships
0
100
100
100
100
400
Development of new courses/programme
50
0
0
0
0
50
SUM - PhD activities
50
100
100
100
100
450
 
2007
2008
2009
2010
2011
Sum

Master's activities
Scholarships
0
60
60
60
60
240
Development of new courses/programme
50
30
0
0
0
80
SUM - Master's activities
50
90
60
60
60
320
Training of technical and administrative staff
50
50
0
0
0
100
Publication and dissemination
0
0
25
25
50
100
Other collaborative activities
220
220
200
200
240
1080

Project management
Compensation UiS department
60
60
60
60
60
300
Remuneration - UiS
70
70
70
70
70
350
Compensation UiN department
200
200
200
200
200
1000
SUM - Project management
330
330
330
330
330
1650
Sub-total project costs
1100
1190
1065
1065
1030
5450
Project adm. costs UiS
55
59
53
53
51
271
Project adm. costs UiN
55
59
53
53
51
271
SUM PROJECT APPL. TO NUFU
1210
1308
1171
1171
1132
5992


Comments to the budget
Travel colsts include both travel and DSA for persons from Norway to four partners in the Himalayan region (Nepal, Pakistan and Afghanistan), as well as, travel and DSA from these partner countries to Norway for research and academic activities.

Field work will include local field travel, DSA, supplies and materials for 4 Ph.D. students enrolled in the South, and up 20 M.Sc. student also enrolled in the partner institutions in the South.

Scientific equipments will be for the modernization of laboratories and purchase of specialized instruments at IOF/TU and if possible other partner organizations. This is need for the Ph.D. programme at IOF.

Other expenses involves running expenses for laboratory research, such as, reagents, glassware, supplies, etc. Costs for ugrading libraries at partner institutions, such as for books, journals, online journal subscriptions, etc.

Costs for Ph.D. fellowships is calculated for 4 Ph.D, enrolled at KU and TU, covering tuition, fees, and stipend, as well as, 1 semester of specialized course-work abroad. Development of new Ph.D. course programs will be limited to the early part of the project.

Costs for M.Sc. scholarships will be for tuition fees and stipends for 4 to 5 Masters students each year enrolled at UiS (TU or KU). Development of new courses includeds improvement of existing course curriculum at IOF/TU and KU, as well as, transfer of the course programmes to other partner intitutions.

Training of technical and administrative staff will be for library staff and technicians inorder to enhance their knowledge and skills in use of computer and online resources in library management.

Publication and dissemination costs are expected to arise from the mid-term period of the project as research outputs materialize. These costs will be incurred for scientific publications, electronic journals, workshop and seminar proceedings, etc.

Other collaborative activities will involve the costs needed for networking, regional workshops (including local travel for participants), joint training of faculties, production of teaching materials (integrating research and training; audio-visuals; interactive CDs, etc.); and faculty exchange/exposure visits within the UiS partners.




E.3 External financing

External financial contributors

Organisation/name Type of activity/-ies funded (research, scholarships, curricula, other) Status
(approved/pending)
Amount
(NOK)
Royal Norwegian Embassy:   - Status -  
0
Norad:   - Status - 
0
Norad Fellowship Programme:   - Status - 
0
The Norwegian Quota Scheme:   - Status - 
0
Research Council of Norway:   - Status - 
0
European Union:   - Status - 
0
SIDA/DANIDA/NUFFIC:   - Status - 
0
Other organisations/programs:   - Status - 
0

 

© 2008, Himunet.com

The content in this section is managed and updated by webmaster.
webmaster@iof.edu.np
bmpradhan@iof.edu.np